Horsley-Heather, Nicholas John (SFC:ASZ379)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2012-11-28 | 2014-04-04 | Rep | Advising on securities | 2012-11-28 | 2014-04-04 | Rep | Dealing in futures contracts | 2012-11-28 | 2014-04-04 | Rep | Dealing in securities | 2012-11-28 | 2014-04-04 |
| 2 | Nomura Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2009-11-02 | 2010-02-19 |
| 3 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2009-05-25 | 2009-06-25 | Rep | Dealing in securities | 2009-05-25 | 2009-06-25 | Rep | Dealing in futures contracts | 2009-11-02 | 2012-09-13 | Rep | Dealing in securities | 2009-11-02 | 2012-09-13 |
| 4 | NOMURA SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2009-11-02 | 2012-09-13 | Rep | Dealing in futures contracts | 2010-02-02 | 2012-09-13 |
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