Howe, Christian John
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Advising on securities | 2017-09-25 | 2017-12-08 | Rep | Dealing in futures contracts | 2017-09-25 | 2017-12-08 | Rep | Dealing in securities | 2017-09-25 | 2017-12-08 | RO | Advising on securities | 2017-12-08 | 2023-12-22 | RO | Dealing in futures contracts | 2017-12-08 | 2023-12-22 | RO | Dealing in securities | 2017-12-08 | 2023-12-22 |
| 2 | Credit Suisse Securities (Hong Kong) Limited | Rep | Advising on securities | 2017-09-25 | 2018-04-09 | Rep | Dealing in securities | 2017-09-25 | 2018-04-09 |
| 3 | LEHMAN BROTHERS ASIA LIMITED | Rep | Dealing in futures contracts | 2008-02-28 | 2008-09-29 | Rep | Dealing in securities | 2008-02-28 | 2008-09-29 |
| 4 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-10-10 | 2013-02-04 | Rep | Dealing in securities | 2008-10-10 | 2013-02-04 | Rep | Advising on corporate finance | 2013-02-04 | 2017-06-19 | RO | Advising on securities | 2013-02-04 | 2017-06-19 | RO | Dealing in futures contracts | 2013-02-04 | 2017-06-19 | RO | Dealing in securities | 2013-02-04 | 2017-06-19 |
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