Johnson, Richard James Spencer
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Advising on securities | 2014-08-28 | 2014-09-04 | Rep | Advising on securities | 2015-04-13 | 2015-04-22 | Rep | Advising on securities | 2015-10-08 | 2015-10-17 | Rep | Advising on securities | 2016-04-18 | 2016-04-23 | Rep | Advising on securities | 2016-11-28 | 2016-12-02 |
| 2 | Jefferies Hong Kong Limited | Rep | Advising on securities | 2023-09-01 | |
| 3 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on securities | 2011-02-11 | 2013-06-20 |
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