Jung, Christopher Lam 曾俊文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BEAR STEARNS ASIA LIMITED | RO | Advising on futures contracts | 2008-09-24 | 2009-11-30 | RO | Advising on securities | 2008-09-24 | 2009-11-30 | RO | Dealing in futures contracts | 2008-09-24 | 2009-11-30 | RO | Dealing in securities | 2008-09-24 | 2009-11-30 |
| 2 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Automated trading services | 2014-06-04 | 2015-11-30 | Rep | Dealing in futures contracts | 2014-06-04 | 2016-11-25 | Rep | Dealing in securities | 2014-06-04 | 2016-11-25 |
| 3 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED | Rep | Dealing in futures contracts | 2012-08-13 | 2013-12-23 |
| 4 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Dealing in securities | 2012-08-13 | 2013-12-23 |
| 5 | CICC US Securities (Hong Kong) Limited | Rep | Dealing in securities | 2012-11-28 | 2013-10-24 | RO | Dealing in securities | 2013-10-24 | 2013-12-23 |
| 6 | Cowen and Company (Asia) Limited | RO | Dealing in futures contracts | 2019-05-17 | 2023-11-30 | RO | Dealing in securities | 2019-05-17 | 2023-11-30 |
| 7 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on corporate finance | 2004-06-01 | Rep | Advising on securities | 2004-06-01 | Rep | Asset management | 2004-06-01 | Rep | Dealing in securities | 2008-03-04 |
| 8 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Advising on corporate finance | 2004-06-01 | Rep | Advising on securities | 2004-06-01 | Rep | Asset management | 2004-06-01 | Rep | Dealing in securities | 2008-03-04 |
| 9 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2004-06-11 | 2008-03-04 |
| 10 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-04-18 | 2008-09-24 | Rep | Dealing in securities | 2008-04-18 | 2008-09-24 | Rep | Advising on futures contracts | 2008-05-13 | 2008-09-24 | Rep | Advising on securities | 2008-05-13 | 2008-09-24 | RO | Advising on futures contracts | 2008-09-24 | 2011-01-10 | RO | Advising on securities | 2008-09-24 | 2011-01-10 | RO | Dealing in futures contracts | 2008-09-24 | 2011-01-10 | RO | Dealing in securities | 2008-09-24 | 2011-01-10 |
| 11 | J.P. MORGAN SECURITIES (FAR EAST) LIMITED | RO | Advising on securities | 2010-09-16 | 2011-01-10 | RO | Dealing in securities | 2010-09-16 | 2011-01-10 |
| 12 | Makto Capital Management Limited | Rep | Advising on securities | 2017-05-23 | 2017-09-20 | Rep | Asset management | 2017-05-23 | 2018-02-08 | RO | Advising on securities | 2017-09-20 | 2018-02-08 |
| 13 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2011-08-02 | 2012-06-20 | Rep | Dealing in securities | 2011-08-02 | 2012-06-20 |
| 14 | NOMURA SECURITIES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2011-08-15 | 2012-06-20 | Rep | Dealing in securities | 2011-08-15 | 2012-06-20 |
| 15 | OTCex Hong Kong Limited | Rep | Dealing in futures contracts | 2023-12-01 | 2024-02-06 | Rep | Dealing in securities | 2023-12-01 | 2024-02-06 | RO | Dealing in futures contracts | 2024-02-06 | RO | Dealing in securities | 2024-02-06 |
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