Lam, Herman Kai Man 林啟文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | MIZUHO SECURITIES ASIA LIMITED | Rep | Advising on securities | 2021-08-02 | Rep | Dealing in securities | 2021-08-02 |
2 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2010-05-03 | 2015-01-21 | Rep | Dealing in securities | 2010-05-03 | 2015-01-21 | Rep | Dealing in futures contracts | 2015-02-09 | 2021-06-01 | Rep | Dealing in securities | 2015-02-09 | 2021-06-01 |
3 | NOMURA SECURITIES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2010-05-03 | 2013-04-23 |
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