Lam, Flora Kit Ming 林潔明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2004-10-04 | 2008-05-31 | Rep | Advising on securities | 2004-10-04 | 2008-05-31 | Rep | Advising on futures contracts | 2011-09-14 | 2013-03-16 | Rep | Advising on securities | 2011-09-14 | 2013-03-16 | Rep | Advising on futures contracts | 2013-04-15 | 2015-06-16 | Rep | Advising on securities | 2013-04-15 | 2015-06-16 |
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