Lee, James (SFC:ARE814)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DAEWOO SECURITIES (HONG KONG) LIMITED | Rep | Asset management | 2012-05-02 | 2014-06-08 |
| 2 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2009-10-19 | 2011-09-15 | Rep | Advising on securities | 2009-10-19 | 2011-09-15 | Rep | Dealing in securities | 2009-10-19 | 2011-09-15 |
| 3 | PRICEWATERHOUSECOOPERS CORPORATE FINANCE LIMITED | Rep | Advising on corporate finance | 2022-05-12 | 2023-09-30 |
| 4 | SANDELL ASSET MANAGEMENT ASIA LIMITED | Rep | Advising on securities | 2008-06-23 | 2008-12-18 | Rep | Asset management | 2008-06-23 | 2008-12-18 |
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