Lee, Wang Kwong 李泓廣
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED | Rep | Advising on corporate finance | 2004-04-30 | 2004-08-16 |
| 2 | HSBC SECURITIES (ASIA) LIMITED | Rep | Advising on corporate finance | 2003-12-10 | Rep | Asset management | 2003-12-10 | Rep | Advising on securities | 2004-01-15 |
| 3 | IRIDIUM CAPITAL LIMITED (HK) | RO | Advising on securities | 2015-06-15 | RO | Asset management | 2015-06-15 |
| 4 | LEHMAN BROTHERS ASIA LIMITED | Rep | Advising on securities | 2004-08-20 | 2008-09-23 |
| 5 | MACQUARIE CAPITAL LIMITED | Rep | Advising on securities | 2012-12-13 | 2013-06-20 | Rep | Advising on corporate finance | 2013-06-20 | 2014-06-27 | Rep | Dealing in securities | 2013-06-20 | 2014-06-27 |
| 6 | Macquarie Corporate (Hong Kong) Limited | Rep | Advising on corporate finance | 2013-06-20 | 2014-06-27 |
| 7 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on securities | 2008-10-06 | 2012-09-13 |
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