Leung, Siu Ling (SFC:AEM291) 梁小玲
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CES Commodities (HK) Limited | Rep | Advising on futures contracts | 2004-01-19 | Rep | Asset management | 2004-01-19 | Rep | Dealing in futures contracts | 2005-07-19 |
| 2 | Everbright Securities Investment Services (HK) Limited | Rep | Automated trading services | 2003-07-07 | Rep | Advising on corporate finance | 2004-01-19 | Rep | Advising on securities | 2004-01-19 | Rep | Asset management | 2004-01-19 | Rep | Dealing in securities | 2005-07-19 |
| 3 | LEHMAN BROTHERS ASIA LIMITED | Rep | Dealing in futures contracts | 2006-05-11 | 2008-09-29 | Rep | Dealing in securities | 2006-05-11 | 2008-09-29 |
| 4 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-10-10 | 2011-11-17 | Rep | Dealing in securities | 2008-10-10 | 2011-11-17 |
| 5 | SG SECURITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2005-08-05 | 2006-04-03 | Rep | Dealing in securities | 2005-08-05 | 2006-04-03 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy