Leung, Siu Ling (SFC:AEM291) 梁小玲
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Everbright Securities Investment Services (HK) Limited | Rep | Automated trading services | 2003-07-07 | |
| 2 | CES Commodities (HK) Limited | Rep | Advising on futures contracts | 2004-01-19 | |
| 3 | CES Commodities (HK) Limited | Rep | Asset management | 2004-01-19 | |
| 4 | Everbright Securities Investment Services (HK) Limited | Rep | Advising on corporate finance | 2004-01-19 | |
| 5 | Everbright Securities Investment Services (HK) Limited | Rep | Advising on securities | 2004-01-19 | |
| 6 | Everbright Securities Investment Services (HK) Limited | Rep | Asset management | 2004-01-19 | |
| 7 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2005-07-19 | |
| 8 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2005-07-19 | |
| 9 | SG SECURITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2005-08-05 | 2006-04-03 |
| 10 | SG SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2005-08-05 | 2006-04-03 |
| 11 | LEHMAN BROTHERS ASIA LIMITED | Rep | Dealing in futures contracts | 2006-05-11 | 2008-09-29 |
| 12 | LEHMAN BROTHERS ASIA LIMITED | Rep | Dealing in securities | 2006-05-11 | 2008-09-29 |
| 13 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-10-10 | 2011-11-17 |
| 14 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-10-10 | 2011-11-17 |
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