Leung, Wai Kei (SFC:AKR467) 梁偉基
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA SECURITIES LIMITED | RO | Dealing in securities | 2018-06-27 | RO | Advising on securities | 2019-08-27 |
| 2 | LEHMAN BROTHERS ASIA LIMITED | Rep | Dealing in securities | 2008-05-30 | 2008-09-29 | Rep | Dealing in futures contracts | 2008-06-25 | 2008-09-29 |
| 3 | LEHMAN BROTHERS FUTURES ASIA LIMITED | Rep | Dealing in futures contracts | 2008-06-25 | 2008-09-29 |
| 4 | LEHMAN BROTHERS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2008-05-30 | 2008-09-29 |
| 5 | Nomura Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2008-12-08 | 2010-02-19 |
| 6 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-10-10 | 2013-02-16 | Rep | Dealing in securities | 2008-10-10 | 2013-02-16 |
| 7 | NOMURA SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-12-08 | 2013-02-16 | Rep | Dealing in futures contracts | 2010-02-03 | 2013-02-16 |
| 8 | PHILLIP CAPITAL MANAGEMENT (HK) LIMITED | Rep | Advising on securities | 2004-10-05 | 2006-02-17 |
| 9 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2004-05-25 | 2006-02-17 |
| 10 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2004-05-25 | 2006-02-17 |
| 11 | Rabo Brokerage HK Limited | Rep | Dealing in securities | 2007-09-12 | 2008-05-24 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy