Li, Hui (SFC:AHK811) 李輝

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED Rep Dealing in futures contracts 2022-04-11 2024-03-29
2 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED Rep Advising on securities 2021-12-30 2024-03-29
Rep Dealing in securities 2021-12-30 2024-03-29
3 Morgan Stanley Asia Limited Rep Dealing in securities 2003-06-16 2009-06-05
4 Morgan Stanley Hong Kong Futures Limited Rep Automated trading services 2003-05-26
Rep Dealing in futures contracts 2009-06-05
5 NOMURA INTERNATIONAL (HONG KONG) LIMITED Rep Dealing in futures contracts 2009-08-04 2011-06-01
Rep Dealing in securities 2009-08-04 2021-08-13
Rep Advising on corporate finance 2011-06-27 2021-08-13
Rep Advising on securities 2011-06-27 2021-08-13

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