Li, Vincent Siu Pan 李肇斌
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FIL Investment Advisors | Rep | Advising on securities | 2014-09-08 | Rep | Asset management | 2014-09-08 |
| 2 | FIL Investment Management (Hong Kong) Limited | Rep | Advising on securities | 2014-09-08 | Rep | Asset management | 2014-09-08 |
| 3 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2009-07-10 | 2014-03-29 | Rep | Advising on securities | 2009-07-10 | 2014-03-29 | Rep | Dealing in futures contracts | 2010-10-11 | 2012-02-17 | Rep | Dealing in securities | 2010-10-11 | 2012-02-17 |
| 4 | NOMURA SECURITIES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2010-10-11 | 2012-02-17 | Rep | Dealing in securities | 2010-10-11 | 2012-02-17 |
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