Lin, Xin (SFC:AMJ471) 林鑫
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | LEHMAN BROTHERS ASIA LIMITED | Rep | Advising on corporate finance | 2005-08-15 | 2005-12-07 | Rep | Dealing in securities | 2005-08-15 | 2008-09-29 |
| 2 | LEHMAN BROTHERS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2005-08-15 | 2008-09-29 |
| 3 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-10-10 | 2012-12-01 | Rep | Advising on corporate finance | 2010-01-08 | 2012-12-01 | Rep | Advising on securities | 2010-01-08 | 2012-12-01 |
| 4 | VTB Capital Hong Kong Limited | Rep | Advising on securities | 2013-04-10 | 2015-04-22 | Rep | Dealing in securities | 2013-04-10 | 2015-04-22 | Rep | Advising on corporate finance | 2013-11-12 | 2015-01-12 | RO | Advising on corporate finance | 2015-01-12 | 2016-07-21 | RO | Advising on securities | 2015-04-22 | 2016-07-21 | RO | Dealing in securities | 2015-04-22 | 2016-07-21 |
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