Liu, Hui-Yi 劉慧儀
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2011-03-18 | Rep | Advising on securities | 2011-03-18 |
2 | RBS Asia Corporate Finance Limited | Rep | Advising on corporate finance | 2007-10-02 | 2008-11-17 | Rep | Dealing in securities | 2007-10-02 | 2008-11-17 |
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