Liu, Yang (SFC:AJK624) 劉洋
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | Dealing in futures contracts | 2004-03-17 | 2004-08-04 |
| 2 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Dealing in securities | 2004-03-17 | 2004-08-04 |
| 3 | KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | Advising on securities | 2005-09-05 | 2007-01-21 |
| 4 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on securities | 2007-01-23 | 2015-07-07 |
| 5 | SBI China Capital Securities Limited | Rep | Advising on securities | 2004-08-23 | 2005-09-02 |
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