Lo, Yue Hin 羅宇軒
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Dimension Management (HK) Limited | RO | Asset management | 2020-07-27 | |
| 2 | Integrity Capital Management (HK) Limited | Rep | Asset management | 2014-09-18 | 2014-12-30 | RO | Asset management | 2014-12-30 | 2020-07-14 | RO | Advising on securities | 2018-12-06 | 2020-07-14 | RO | Dealing in securities | 2018-12-06 | 2020-07-14 |
| 3 | LEHMAN BROTHERS ASIA LIMITED | Rep | Dealing in futures contracts | 2006-02-20 | 2008-09-29 | Rep | Dealing in securities | 2006-02-20 | 2008-09-29 |
| 4 | LEHMAN BROTHERS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2008-08-08 | 2008-09-29 |
| 5 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-10-09 | 2014-08-15 | Rep | Dealing in securities | 2008-10-09 | 2014-08-15 |
| 6 | NOMURA SECURITIES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2010-07-02 | 2013-04-23 | Rep | Dealing in securities | 2010-07-02 | 2013-04-23 |
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