Louie, Paul Kwok Yi 雷國怡
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Advising on securities | 2013-09-17 | 2014-01-08 | RO | Advising on securities | 2014-01-08 | 2016-04-21 |
| 2 | LEHMAN BROTHERS ASIA LIMITED | Rep | Advising on securities | 2005-08-15 | 2008-09-29 |
| 3 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on securities | 2008-10-10 | 2013-06-18 |
| 4 | UBS SECURITIES ASIA LIMITED | Rep | Advising on corporate finance | 2005-03-24 | Rep | Asset management | 2005-03-24 | Rep | Advising on securities | 2005-07-19 |
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