Lu, Yen Ying 呂彥穎
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Securities (International) Brokerage Company Limited | Rep | Dealing in securities | 2013-06-13 | 2014-06-19 | Rep | Advising on securities | 2013-07-22 | 2014-06-19 |
| 2 | China Securities (International) Corporate Finance Company Limited | Rep | Advising on corporate finance | 2013-07-22 | 2014-06-19 |
| 3 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2008-01-02 | 2010-09-20 | Rep | Advising on securities | 2008-01-02 | 2010-09-20 | Rep | Dealing in securities | 2008-01-02 | 2012-12-18 | Rep | Dealing in futures contracts | 2011-07-28 | 2012-12-18 |
| 4 | NOMURA SECURITIES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2011-07-28 | 2012-12-18 | Rep | Dealing in securities | 2011-07-28 | 2012-12-18 |
| 5 | Tybourne Capital Management (HK) Limited | Rep | Asset management | 2014-07-21 |
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