Lun, Joseph Wai Ho 倫偉豪
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Advising on corporate finance | 2021-05-20 | 2021-08-03 | Rep | Dealing in securities | 2021-05-20 | 2021-08-03 |
| 2 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Advising on corporate finance | 2021-08-18 | 2023-06-29 |
| 3 | Fosun International Securities Limited | Rep | Advising on corporate finance | 2019-05-28 | 2020-09-11 | Rep | Advising on securities | 2019-05-28 | 2020-09-11 | Rep | Dealing in securities | 2019-05-28 | 2020-09-11 |
| 4 | FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED | Rep | Dealing in securities | 2007-04-13 | 2007-04-25 |
| 5 | J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | Advising on corporate finance | 2014-08-18 | 2016-03-17 | Rep | Advising on securities | 2014-08-18 | 2016-03-17 | Rep | Dealing in securities | 2014-08-18 | 2016-03-17 |
| 6 | MACQUARIE CAPITAL LIMITED | Rep | Advising on corporate finance | 2007-05-28 | 2010-09-16 | Rep | Dealing in securities | 2007-05-28 | 2010-09-16 |
| 7 | Macquarie Corporate (Hong Kong) Limited | Rep | Advising on corporate finance | 2007-05-28 | 2010-09-16 |
| 8 | MIZUHO SECURITIES ASIA LIMITED | Rep | Advising on corporate finance | 2016-08-22 | 2019-01-22 | Rep | Advising on securities | 2016-08-22 | 2019-01-22 | Rep | Dealing in securities | 2016-08-22 | 2019-01-22 |
| 9 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2010-10-18 | 2014-06-10 | Rep | Advising on securities | 2010-10-18 | 2014-06-10 | Rep | Dealing in securities | 2010-10-18 | 2014-06-10 |
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