Ly, Laurent Huai Eng
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2009-10-02 | 2016-09-01 | Rep | Advising on securities | 2009-10-02 | 2016-09-01 | Rep | Dealing in securities | 2009-10-02 | 2016-09-01 |
2 | WINSOME CAPITAL LIMITED | Rep | Advising on securities | 2016-12-30 | 2017-02-10 | Rep | Dealing in securities | 2016-12-30 | 2017-02-10 | RO | Advising on securities | 2017-02-10 | RO | Dealing in securities | 2017-02-10 | RO | Advising on corporate finance | 2017-07-06 |
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