Mak, Hin Chun 麥顯俊
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GF Securities (Hong Kong) Brokerage Limited | Rep | Dealing in securities | 2023-12-21 | |
| 2 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2021-12-21 | 2023-08-31 |
| 3 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2021-12-21 | 2023-08-31 |
| 4 | LEHMAN BROTHERS ASIA LIMITED | Rep | Dealing in futures contracts | 2007-08-22 | 2008-09-29 | Rep | Dealing in securities | 2007-08-22 | 2008-09-29 |
| 5 | LEHMAN BROTHERS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2007-08-22 | 2008-09-29 |
| 6 | Nomura Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2008-11-28 | 2010-02-19 |
| 7 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-10-10 | 2013-05-28 | Rep | Dealing in securities | 2008-10-10 | 2013-05-28 |
| 8 | NOMURA SECURITIES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2010-02-03 | 2013-04-23 |
| 9 | SG SECURITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2017-12-18 | 2020-10-28 | Rep | Dealing in securities | 2017-12-18 | 2020-10-28 |
| 10 | UBS DERIVATIVES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2013-08-05 | 2016-12-18 |
| 11 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2013-08-05 | 2017-09-19 | Rep | Dealing in securities | 2013-08-05 | 2017-09-19 |
| 12 | UBS SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2014-01-23 | 2016-12-18 | Rep | Dealing in futures contracts | 2016-12-19 | 2017-09-19 | Rep | Dealing in securities | 2016-12-19 | 2017-09-19 |
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