Mao, Wei (SFC:ATD879) 毛威
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Dealing in futures contracts | 2020-03-30 | Rep | Dealing in securities | 2020-03-30 |
| 2 | Credit Suisse (Hong Kong) Limited | Rep | Automated trading services | 2013-07-18 | 2013-11-01 | Rep | Dealing in futures contracts | 2013-07-18 | 2019-04-18 | Rep | Dealing in securities | 2013-07-18 | 2019-04-18 | Rep | Dealing in futures contracts | 2020-01-03 | 2020-03-13 | Rep | Dealing in securities | 2020-01-03 | 2020-03-13 |
| 3 | Credit Suisse Securities (Hong Kong) Limited | Rep | Dealing in securities | 2013-07-18 | 2018-04-09 |
| 4 | Nomura Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2009-07-02 | 2010-02-19 |
| 5 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2009-07-02 | 2012-08-07 | Rep | Dealing in securities | 2009-07-02 | 2012-08-07 |
| 6 | NOMURA SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2009-07-02 | 2012-08-07 | Rep | Dealing in futures contracts | 2010-02-04 | 2012-08-07 |
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