McLean, Neil Iain
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | INSTINET PACIFIC LIMITED | Rep | Advising on securities | 2012-12-17 | 2016-11-04 | Rep | Automated trading services | 2012-12-17 | 2016-11-04 | Rep | Dealing in securities | 2012-12-17 | 2016-11-04 | RO | Advising on securities | 2016-11-04 | 2018-09-14 | RO | Automated trading services | 2016-11-04 | 2018-09-14 | RO | Dealing in securities | 2016-11-04 | 2018-09-14 |
| 2 | Nomura Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2008-05-27 | 2010-02-19 |
| 3 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-05-27 | 2012-12-16 | Rep | Dealing in securities | 2008-05-27 | 2012-12-16 |
| 4 | NOMURA SECURITIES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2010-02-04 | 2012-12-16 |
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