McLean, Neil Iain

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Nomura Asia Investment (Hong Kong) Limited Rep Dealing in futures contracts 2008-05-27 2010-02-19
2 NOMURA INTERNATIONAL (HONG KONG) LIMITED Rep Dealing in futures contracts 2008-05-27 2012-12-16
3 NOMURA INTERNATIONAL (HONG KONG) LIMITED Rep Dealing in securities 2008-05-27 2012-12-16
4 NOMURA SECURITIES (HONG KONG) LIMITED Rep Dealing in futures contracts 2010-02-04 2012-12-16
5 INSTINET PACIFIC LIMITED Rep Advising on securities 2012-12-17 2016-11-04
6 INSTINET PACIFIC LIMITED Rep Automated trading services 2012-12-17 2016-11-04
7 INSTINET PACIFIC LIMITED Rep Dealing in securities 2012-12-17 2016-11-04
8 INSTINET PACIFIC LIMITED RO Advising on securities 2016-11-04 2018-09-14
9 INSTINET PACIFIC LIMITED RO Automated trading services 2016-11-04 2018-09-14
10 INSTINET PACIFIC LIMITED RO Dealing in securities 2016-11-04 2018-09-14

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