Montgomery, Alexander James
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Macquarie Asia Securities Limited | Rep | Dealing in futures contracts | 2009-05-27 | 2010-05-04 | RO | Dealing in futures contracts | 2010-05-04 | 2010-06-25 |
| 2 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2010-07-12 | 2019-03-29 | Rep | Dealing in securities | 2010-07-12 | 2019-03-29 |
| 3 | NOMURA SECURITIES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2010-07-12 | 2013-04-23 |
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