Ng, Chi Chung (SFC:AXV289) 吳志聰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2017-05-23 | Rep | Asset management | 2017-05-23 | Rep | Dealing in securities | 2017-05-23 |
| 2 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | Dealing in securities | 2017-05-23 | |
| 3 | LaSalle Investment Management Hong Kong Limited | Rep | Advising on securities | 2016-12-16 | 2017-04-30 | Rep | Asset management | 2016-12-16 | 2017-04-30 |
| 4 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on securities | 2011-08-22 | 2012-09-13 |
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