Ng, Ka Chung (SFC:AGN557) 吳家聰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Advising on securities | 2004-03-18 | 2004-04-21 | Rep | Dealing in securities | 2004-03-18 | 2004-04-21 |
| 2 | HAITONG INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2020-09-28 | 2022-05-12 | RO | Advising on corporate finance | 2022-05-12 |
| 3 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2020-09-28 | Rep | Advising on securities | 2020-09-28 | 2022-05-12 | RO | Advising on securities | 2022-05-12 |
| 4 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2004-07-19 | 2020-07-28 | Rep | Dealing in securities | 2004-07-19 | 2020-07-28 | Rep | Advising on securities | 2004-12-06 | 2020-07-28 |
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