Omoto, Atsushi
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in futures contracts | 2013-11-26 | 2015-01-01 | Rep | Dealing in securities | 2013-11-26 | 2015-01-01 | Rep | Dealing in futures contracts | 2015-04-13 | 2015-04-24 | Rep | Dealing in securities | 2015-04-13 | 2015-04-24 |
| 2 | LEHMAN BROTHERS ASIA LIMITED | Rep | Dealing in futures contracts | 2006-08-15 | 2008-09-29 | Rep | Dealing in securities | 2006-08-15 | 2008-09-29 |
| 3 | Nomura Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2008-12-10 | 2009-09-14 |
| 4 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-10-10 | 2009-09-14 | Rep | Dealing in securities | 2008-10-10 | 2009-09-14 | Rep | Dealing in futures contracts | 2010-11-29 | 2011-11-17 | Rep | Dealing in securities | 2010-11-29 | 2011-11-17 |
| 5 | NOMURA SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-12-10 | 2009-09-14 | Rep | Dealing in futures contracts | 2010-11-29 | 2011-11-17 | Rep | Dealing in securities | 2010-11-29 | 2011-11-17 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy