Park, Joohong
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2005-09-22 | 2007-03-27 | Rep | Advising on securities | 2005-09-22 | 2007-03-27 | Rep | Dealing in futures contracts | 2005-09-22 | 2007-03-27 | Rep | Dealing in securities | 2005-09-22 | 2007-03-27 |
2 | LEHMAN BROTHERS ASIA LIMITED | Rep | Dealing in futures contracts | 2007-04-25 | 2008-09-29 | Rep | Dealing in securities | 2007-04-25 | 2008-09-29 |
3 | Nomura Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2009-01-12 | 2010-02-19 |
4 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-10-10 | 2014-01-21 | Rep | Dealing in securities | 2008-10-10 | 2014-01-21 |
5 | NOMURA SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2009-01-12 | 2013-05-31 | Rep | Dealing in futures contracts | 2010-02-04 | 2013-05-31 |
6 | State Street Securities Hong Kong Limited | Rep | Dealing in securities | 2015-07-07 | 2017-05-22 | RO | Dealing in securities | 2017-05-22 |
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