Poon, Shuk Fan (SFC:AEE926) 潘淑芬
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Hong Kong Stock Link Securities Limited | Rep | Dealing in securities | 2016-10-06 | 2018-01-31 |
| 2 | Nomura Asia Investment (Hong Kong) Limited | Rep | Advising on futures contracts | 2004-11-18 | Rep | Asset management | 2004-11-18 | Rep | Dealing in futures contracts | 2010-02-19 |
| 3 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2004-11-18 | Rep | Advising on securities | 2004-11-18 | Rep | Asset management | 2004-11-18 | Rep | Dealing in securities | 2016-04-30 | Rep | Dealing in futures contracts | 2004-11-29 | 2016-04-30 |
| 4 | NOMURA SECURITIES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2010-02-04 | 2013-04-23 |
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