Ranjan, Rajeev (SFC:AKU344)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2004-06-15 | 2006-06-20 |
| 2 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in futures contracts | 2004-06-15 | 2006-06-20 |
| 3 | LEHMAN BROTHERS ASIA LIMITED | Rep | Dealing in futures contracts | 2007-07-09 | 2008-09-29 | Rep | Dealing in securities | 2007-07-09 | 2008-09-29 |
| 4 | Morgan Stanley Asia Limited | Rep | Automated trading services | 2006-07-20 | 2007-06-07 | Rep | Dealing in securities | 2006-07-20 | 2007-06-07 |
| 5 | Morgan Stanley Hong Kong Futures Limited | Rep | Automated trading services | 2006-07-20 | 2007-06-07 | Rep | Dealing in futures contracts | 2006-07-20 | 2007-06-07 |
| 6 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in securities | 2006-07-20 | 2007-06-07 |
| 7 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-10-10 | 2011-11-12 | Rep | Dealing in securities | 2008-10-10 | 2011-11-12 |
| 8 | Standard Chartered Securities (Hong Kong) Limited | Rep | Dealing in securities | 2012-06-20 | 2014-02-28 | Rep | Advising on futures contracts | 2013-02-05 | 2014-02-28 | Rep | Dealing in futures contracts | 2013-02-05 | 2014-02-28 | Rep | Advising on securities | 2014-02-07 | 2014-02-28 |
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