Riebe, Andrew James
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Advising on corporate finance | 2004-04-29 | 2007-01-29 | Rep | Advising on securities | 2004-04-29 | 2007-01-29 | Rep | Dealing in securities | 2004-04-29 | 2007-01-29 |
| 2 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on securities | 2010-03-19 | 2015-12-10 | Rep | Dealing in securities | 2010-03-26 | 2015-12-10 |
| 3 | SANDELL ASSET MANAGEMENT ASIA LIMITED | Rep | Advising on securities | 2007-05-21 | 2007-11-13 | Rep | Asset management | 2007-09-11 | 2007-11-13 | RO | Advising on securities | 2007-11-13 | 2009-12-31 | RO | Asset management | 2007-11-13 | 2009-12-31 |
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