Roberts, Alexander Donald
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | LEHMAN BROTHERS ASIA LIMITED | Rep | Dealing in futures contracts | 2008-05-30 | 2008-09-29 |
| 2 | LEHMAN BROTHERS ASIA LIMITED | Rep | Dealing in securities | 2008-05-30 | 2008-09-29 |
| 3 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-10-09 | 2013-02-17 |
| 4 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-10-09 | 2013-02-17 |
| 5 | INSTINET PACIFIC LIMITED | Rep | Advising on securities | 2013-02-18 | 2016-09-02 |
| 6 | INSTINET PACIFIC LIMITED | Rep | Automated trading services | 2013-02-18 | 2016-09-02 |
| 7 | INSTINET PACIFIC LIMITED | Rep | Dealing in securities | 2013-02-18 | 2016-09-02 |
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