Shaha, Sourabh Sharashchandra
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2006-09-12 | 2011-06-13 |
| 2 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2007-07-27 | 2011-06-13 |
| 3 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2011-09-15 | 2013-08-10 | Rep | Dealing in securities | 2011-09-15 | 2013-08-10 |
| 4 | NOMURA SECURITIES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2011-09-15 | 2013-04-23 | Rep | Dealing in securities | 2011-09-15 | 2013-04-23 |
| 5 | PARIBAS ASIA EQUITY LIMITED | Rep | Dealing in securities | 2006-09-12 | 2011-06-13 |
| 6 | SG SECURITIES (HK) LIMITED | Rep | Automated trading services | 2013-11-11 | 2020-05-13 | Rep | Dealing in futures contracts | 2013-11-11 | 2020-08-04 | Rep | Dealing in securities | 2013-11-11 | 2020-08-04 | RO | Dealing in futures contracts | 2020-08-04 | RO | Dealing in securities | 2020-08-04 |
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