Sharma, Vikas (SFC:AFH090)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Asset management | 2004-11-23 | Rep | Advising on corporate finance | 2018-02-23 | Rep | Advising on securities | 2018-02-23 | Rep | Dealing in securities | 2018-02-23 | Rep | Advising on futures contracts | 2017-12-01 | 2018-02-23 | Rep | Dealing in futures contracts | 2017-12-01 | 2018-02-23 | RO | Advising on corporate finance | 2018-02-23 | 2019-11-20 | RO | Advising on futures contracts | 2018-02-23 | 2019-11-20 | RO | Advising on securities | 2018-02-23 | 2019-11-20 | RO | Dealing in futures contracts | 2018-02-23 | 2019-11-20 | RO | Dealing in securities | 2018-02-23 | 2019-11-20 | Rep | Advising on corporate finance | 2019-11-20 | 2020-01-14 | Rep | Advising on futures contracts | 2019-11-20 | 2020-01-14 | Rep | Advising on securities | 2019-11-20 | 2020-01-14 | Rep | Dealing in futures contracts | 2019-11-20 | 2020-01-14 | Rep | Dealing in securities | 2019-11-20 | 2023-07-20 |
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