Shum, Daniel Kei Yiu 沈其耀
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | SUNFUND SECURITIES LIMITED | RO | Advising on securities | 2020-06-04 | 2022-08-31 | RO | Dealing in securities | 2020-06-04 | 2022-08-31 |
| 2 | SUNFUND FUND MANAGEMENT LIMITED | RO | Asset management | 2020-03-06 | 2022-08-31 |
| 3 | POLYMATHY CAPITAL LIMITED | RO | Asset management | 2013-12-17 | 2015-07-26 |
| 4 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on securities | 2011-01-17 | 2012-08-17 |
| 5 | Morgan Stanley Asia Limited | Rep | Advising on securities | 2005-04-28 | 2010-12-20 | Rep | Dealing in securities | 2005-04-28 | 2010-12-20 |
| 6 | Fantasia Asset Management Limited | RO | Asset management | 2018-12-03 | 2019-10-23 |
| 7 | Cityline Securities Limited | RO | Dealing in securities | 2023-10-27 | |
| 8 | China AF Asset Management Limited | RO | Asset management | 2017-08-17 | 2018-11-16 |
| 9 | Century City Assets Management (HK) Limited | RO | Advising on securities | 2023-04-03 | RO | Asset management | 2023-04-03 |
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