Singh, Sandeep (SFC:AGA112)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Advising on securities | 2003-10-15 | Rep | Asset management | 2003-10-15 | Rep | Automated trading services | 2003-10-15 | Rep | Advising on corporate finance | 2010-06-01 | Rep | Dealing in securities | 2010-06-01 |
| 2 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in securities | 2003-10-16 | 2010-06-01 |
| 3 | HSBC Corporate Finance (Hong Kong) Limited | Rep | Advising on corporate finance | 2014-02-10 | 2015-11-30 |
| 4 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2010-09-01 | 2012-09-21 | Rep | Advising on securities | 2010-09-01 | 2012-09-21 | Rep | Dealing in securities | 2010-09-01 | 2012-09-21 |
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