Steele, Michael Ryan
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CLSA LIMITED | Rep | Dealing in securities | 2003-12-23 | 2005-04-20 |
| 2 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2005-09-23 | 2009-06-22 |
| 3 | Merrill Lynch Far East Limited | Rep | Dealing in securities | 2005-09-23 | 2009-06-22 |
| 4 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2005-09-28 | 2009-06-22 |
| 5 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2009-12-18 | 2013-09-21 | Rep | Dealing in securities | 2009-12-18 | 2013-09-21 |
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