Sternby, Bjoern Petter Waldemar
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2011-01-24 | 2013-01-01 | Rep | Advising on securities | 2011-01-24 | 2013-01-01 | Rep | Dealing in securities | 2011-01-24 | 2013-01-01 |
2 | UBS SECURITIES HONG KONG LIMITED | Rep | Advising on corporate finance | 2020-02-05 | 2023-12-01 | RO | Advising on corporate finance | 2023-12-01 |
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