Tam, Jude Ho Yin 譚顥賢
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities Asset Management (HK) Limited | Rep | Advising on securities | 2020-08-10 | Rep | Dealing in securities | 2023-11-20 |
| 2 | CITIC Securities International Global Markets Limited | Rep | Dealing in securities | 2020-07-10 | |
| 3 | CLSA LIMITED | Rep | Dealing in securities | 2017-08-04 | |
| 4 | Nomura Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2004-07-26 | 2010-02-19 |
| 5 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2004-07-26 | 2017-04-05 | Rep | Dealing in securities | 2004-07-26 | 2017-04-05 |
| 6 | NOMURA SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2004-12-03 | 2013-05-31 | Rep | Dealing in futures contracts | 2010-02-03 | 2013-05-31 |
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