Tan, Aurelia Li Chiang
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2014-05-12 | 2014-05-15 | Rep | Dealing in securities | 2014-10-03 | 2014-10-07 | Rep | Dealing in securities | 2015-07-09 | 2015-07-14 | Rep | Dealing in securities | 2016-03-29 | 2016-04-01 |
| 2 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2009-08-31 | 2012-07-20 |
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