Ma, Xiyuan 馬璽源
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FUJI HONG KONG COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2019-09-17 | 2020-03-17 | RO | Dealing in futures contracts | 2020-03-17 | 2021-01-31 |
| 2 | JS SECURITIES LIMITED (HK) | Rep | Advising on securities | 2017-08-31 | 2018-09-14 | Rep | Dealing in securities | 2017-08-31 | 2018-09-14 |
| 3 | Saxo Capital Markets HK Limited | Rep | Dealing in futures contracts | 2021-11-30 | 2022-04-20 | Rep | Advising on securities | 2021-11-30 | 2024-01-23 | Rep | Dealing in securities | 2021-11-30 | 2024-01-23 | Rep | Leveraged foreign exchange trading | 2022-04-20 | 2024-01-23 | RO | Dealing in futures contracts | 2022-04-20 | 2024-01-23 | Rep | Asset management | 2022-10-13 | 2024-01-23 |
| 4 | Zhong Yang Capital Limited | Rep | Advising on securities | 2018-10-11 | 2019-08-23 | Rep | Advising on futures contracts | 2018-11-28 | 2019-08-23 | Rep | Asset management | 2018-11-28 | 2019-08-23 |
| 5 | Zhong Yang Securities Limited | Rep | Dealing in futures contracts | 2018-10-11 | 2019-08-23 | Rep | Dealing in securities | 2018-10-11 | 2019-08-23 |
| 6 | ZHONGHUI INTERNATIONAL FUTURES COMPANY LIMITED | Rep | Dealing in futures contracts | 2017-04-28 | 2018-08-03 | RO | Dealing in futures contracts | 2018-08-03 | 2018-09-14 |
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