Tong, Derek Wai Hon 唐偉瀚

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Credit Suisse (Hong Kong) Limited Rep Dealing in securities 2005-03-09 2007-06-20
2 Credit Suisse Futures (Hong Kong) Limited Rep Automated trading services 2005-03-09 2007-06-20
Rep Dealing in futures contracts 2005-03-09 2007-06-20
3 Credit Suisse Securities (Hong Kong) Limited Rep Dealing in securities 2005-03-09 2007-06-20
4 HSBC SECURITIES BROKERS (ASIA) LIMITED Rep Dealing in securities 2014-02-27
5 LEHMAN BROTHERS ASIA LIMITED Rep Dealing in securities 2007-07-19 2008-09-29
6 LEHMAN BROTHERS SECURITIES ASIA LIMITED Rep Dealing in securities 2007-08-23 2008-09-29
7 Nomura Asia Investment (Hong Kong) Limited Rep Dealing in futures contracts 2009-09-30 2010-02-19
8 NOMURA INTERNATIONAL (HONG KONG) LIMITED Rep Dealing in securities 2008-10-10 2012-10-20
Rep Dealing in futures contracts 2009-09-30 2012-10-20
9 NOMURA SECURITIES (HONG KONG) LIMITED Rep Dealing in futures contracts 2010-02-03 2012-10-20
10 Yuanta Securities (Hong Kong) Company Limited Rep Dealing in futures contracts 2013-07-11 2014-01-28
Rep Dealing in securities 2013-07-11 2014-01-28

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