Tong, Derek Wai Hon 唐偉瀚
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | Dealing in securities | 2014-02-27 | |
| 2 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in securities | 2005-03-09 | 2007-06-20 |
| 3 | Credit Suisse Futures (Hong Kong) Limited | Rep | Automated trading services | 2005-03-09 | 2007-06-20 |
| 4 | Credit Suisse Futures (Hong Kong) Limited | Rep | Dealing in futures contracts | 2005-03-09 | 2007-06-20 |
| 5 | Credit Suisse Securities (Hong Kong) Limited | Rep | Dealing in securities | 2005-03-09 | 2007-06-20 |
| 6 | LEHMAN BROTHERS ASIA LIMITED | Rep | Dealing in securities | 2007-07-19 | 2008-09-29 |
| 7 | LEHMAN BROTHERS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2007-08-23 | 2008-09-29 |
| 8 | Nomura Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2009-09-30 | 2010-02-19 |
| 9 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-10-10 | 2012-10-20 |
| 10 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2009-09-30 | 2012-10-20 |
| 11 | NOMURA SECURITIES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2010-02-03 | 2012-10-20 |
| 12 | Yuanta Securities (Hong Kong) Company Limited | Rep | Dealing in futures contracts | 2013-07-11 | 2014-01-28 |
| 13 | Yuanta Securities (Hong Kong) Company Limited | Rep | Dealing in securities | 2013-07-11 | 2014-01-28 |
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