Tsang, Timothy Man Chung 曾敏聰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | RBS Securities (Far East) Limited | Rep | Dealing in securities | 2005-01-03 | |
| 2 | Credit Agricole Securities (Asia) Limited | Rep | Dealing in securities | 2003-11-24 | 2005-06-16 |
| 3 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2005-07-08 | 2016-04-28 |
| 4 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-06-17 | 2016-04-28 |
| 5 | Rothschild & Co Wealth Management Hong Kong Limited | Rep | Advising on securities | 2016-08-23 | 2016-11-15 |
| 6 | Rothschild & Co Wealth Management Hong Kong Limited | Rep | Dealing in securities | 2016-08-23 | 2016-11-15 |
| 7 | Rothschild & Co Wealth Management Hong Kong Limited | RO | Advising on securities | 2016-11-15 | 2017-07-27 |
| 8 | Rothschild & Co Wealth Management Hong Kong Limited | RO | Dealing in securities | 2016-11-15 | 2017-07-27 |
| 9 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2018-02-01 | 2018-09-19 |
| 10 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on securities | 2018-06-11 | 2018-09-19 |
| 11 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2018-06-11 | 2018-11-28 |
| 12 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | RO | Advising on securities | 2018-09-19 | 2020-12-16 |
| 13 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | RO | Dealing in securities | 2018-09-19 | 2020-12-16 |
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