Viswanath, Ramesh
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | INSTINET PACIFIC LIMITED | Rep | Advising on securities | 2012-12-10 | 2013-06-16 | Rep | Automated trading services | 2012-12-10 | 2013-06-16 | Rep | Dealing in securities | 2012-12-10 | 2013-06-16 |
| 2 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on securities | 2010-04-08 | 2010-08-09 | Rep | Dealing in securities | 2010-08-06 | 2012-12-09 |
| 3 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2013-07-02 | 2024-01-25 |
| 4 | UBS SECURITIES HONG KONG LIMITED | Rep | Automated trading services | 2013-07-02 | 2016-12-18 | Rep | Dealing in securities | 2013-07-02 | 2016-12-18 | Rep | Automated trading services | 2016-12-19 | 2024-01-25 | Rep | Dealing in securities | 2016-12-19 | 2024-01-25 |
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