Wadhera, Karan Dharam

show old organisation names

SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 GOLDMAN SACHS (ASIA) L.L.C. Rep Dealing in securities 2006-04-28 2008-04-26
2 GOLDMAN SACHS FUTURES (ASIA) LIMITED Rep Dealing in futures contracts 2006-10-23 2008-04-26
3 INSTINET PACIFIC LIMITED Rep Advising on securities 2013-06-17 2015-02-14
Rep Automated trading services 2013-06-17 2015-02-14
Rep Dealing in securities 2013-06-17 2015-02-14
4 NOMURA INTERNATIONAL (HONG KONG) LIMITED Rep Dealing in futures contracts 2010-01-07 2013-06-16
Rep Dealing in securities 2010-01-07 2013-06-16

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