Waite Iii, Norman
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2005-11-09 | 2006-11-02 |
| 2 | Citigroup Global Markets Asia Limited | Rep | Advising on corporate finance | 2003-05-22 | Rep | Advising on securities | 2003-05-22 | Rep | Asset management | 2003-05-22 | Rep | Automated trading services | 2003-05-22 | Rep | Dealing in securities | 2003-05-22 |
| 3 | LEHMAN BROTHERS ASIA LIMITED | Rep | Dealing in securities | 2006-12-04 | 2008-09-29 |
| 4 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-10-10 | 2016-04-14 |
| 5 | Olympus Partners Asia Limited (b2018-03-15) | Rep | Advising on securities | 2019-10-14 | 2020-03-20 | Rep | Dealing in securities | 2019-10-14 | 2020-03-20 |
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