Wang, Ruiqi (SFC:ASP497) 王睿琦
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CMB International Capital Holdings Corporation Limited | Rep | Advising on corporate finance | 2009-04-22 | 2010-02-25 | Rep | Dealing in securities | 2009-04-22 | 2010-02-25 |
| 2 | GUOTAI JUNAN ASSETS (ASIA) LIMITED | Rep | Advising on securities | 2022-04-12 | Rep | Dealing in securities | 2022-04-12 | RO | Asset management | 2023-05-02 |
| 3 | GUOTAI JUNAN FUND MANAGEMENT LIMITED | Rep | Advising on securities | 2019-04-23 | 2019-10-17 | Rep | Asset management | 2019-04-23 | 2019-10-17 | Rep | Dealing in securities | 2019-04-23 | 2019-10-17 | RO | Dealing in securities | 2019-10-17 | 2020-12-09 | RO | Advising on securities | 2019-10-17 | 2021-05-20 | RO | Asset management | 2019-10-17 | 2024-02-06 |
| 4 | HARVEST GLOBAL INVESTMENTS LIMITED | Rep | Advising on securities | 2016-07-19 | 2019-01-04 | Rep | Asset management | 2016-07-19 | 2019-01-04 | Rep | Dealing in securities | 2016-07-19 | 2019-01-04 |
| 5 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2010-03-15 | 2014-06-27 |
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